Section 37.23.040. Portfolio restrictions.

Latest version.

The portfolio of an investment pool under this chapter may not contain
        (1) more than five percent of total investments in securities of one issuer unless the securities are an obligation of or guaranteed by the United States; or
        (2) transactions in futures, options, derivative securities, or short sales.

Notes

History

(Sec. 3 ch 66 SLA 1992; am Sec. 3 ch 49 SLA 1994)

                    
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